I. Download BOOK/DRS Form(s)

1. Navigate to the Books DRS Entry Forms subsection.

   

   Fig. 42 Books DRS Entry Forms Subsection Location

2. Select the Security Type of your choice.

   

   Fig. 44 Security Type Selection

3. Select the Download button.

   

   Fig. 46 Download Button

   Action Complete: DRS/DWAC Form Downloaded

   The PDF will download locally.

   

   Fig. 47 Downloaded PDF

I.I Submit the Form(s) to the Broker

1. Submit the form(s) to the Broker.

2. Confirm the form was sent by checking the box next to the agreement notice.

   

   Fig. 50 Books/DRS Entry Form Confirmation Statement

   

   Fig. 51 Books/DRS Entry Form Confirmation Statement, Zoomed-In