I. Download BOOK/DRS Form(s)

I. Download BOOK/DRS Form(s)#

  1. Navigate to the Books DRS Entry Forms subsection.

    Books DRS Entry Forms Subsection Location

    Fig. 42 Books DRS Entry Forms Subsection Location#

  2. Select the Security Type of your choice.

    Security Type Selection

    Fig. 44 Security Type Selection#

  1. Select the Download button.

    Download Button

    Fig. 46 Download Button#

    Action Complete: DRS/DWAC Form Downloaded

    The PDF will download locally.

    Downloaded PDF

    Fig. 47 Downloaded PDF#

I.I Submit the Form(s) to the Broker#

  1. Submit the form(s) to the Broker.

  2. Confirm the form was sent by checking the box next to the agreement notice.

    Books/DRS Entry Form Confirmation Statement

    Fig. 50 Books/DRS Entry Form Confirmation Statement#

    Books/DRS Entry Form Confirmation Statement, Zoomed-In

    Fig. 51 Books/DRS Entry Form Confirmation Statement, Zoomed-In#